70% of crypto communications potentially misleading, FINRA analysis finds
A Financial Industry Regulatory Authority (FINRA) review of firms’ crypto communications found that roughly 70% potentially violate a specific investor...
Misleading
OpenSea CEO bets on use cases for NFTs, says trading volumes can be ‘misleading’
Devin Finzer, the CEO of OpenSea, a once $13 billion valued NFT marketplace, is now going long on NFTs as...
Investigation and Clarity Sought by U.S. Senators on SEC’s Misleading Bitcoin ETF Tweet
The U.S. Securities and Exchange Commission (SEC) recently faced a significant cybersecurity breach. A deceptive tweet from the SEC’s Twitter...
Judge threatens to sanction SEC over ‘misleading’ statements in crypto case
U.S. District Judge Robert Shelby issued a stern warning to Securities and Exchange Commission (SEC) attorneys regarding possible sanctions for...
BlackRock Fined $2.5M by SEC for Misleading Investment Information
The Securities and Exchange Commission (SEC) has announced that it has charged BlackRock, one of the world’s largest investment management...
Hong Kong Regulator Flags ‘Suspicious Features’ on JPEX, Alleges Misleading Licensing Claims
The Hong Kong Securities and Futures Commission (SFC) has issued a stern warning against the use of the crypto exchange...
‘Stoner Cats’ Fined $1 Million By SEC For Misleading Investors About NFTs – Deadline
An NFT-backed animated series production featuring the voices of Ashton Kutcher, Mila Kunis, Chris Rock, Dax Shepard, Jane Fonda and...
SEC charges Titan Global Capital Management for ‘misleading’ performance metrics
The U.S. Securities and Exchange Commission (SEC) announced today that it has charged New York-based FinTech investment adviser Titan Global...
Titan to Pay the SEC $1 Million for Allegedly Misleading Customers
The Securities and Exchange Commission (SEC) has taken action against Titan Global Capital Management USA LLC, a fintech investment adviser...
Crypto auditors risk suspension over misleading claims: SEC chief accountant
Accounting firms engaging with the crypto industry as ‘auditors’ must pay close attention to antifraud regulations or face censure or...
