Crypto Talk? Is It To Be Believed? What About ETFs?
“Crypto or digital assets” are now very much a part of the mainstream discussion, as interest in crypto has grown...
FINRA
Roughly 70% of Crypto Communications Violate FINRA Rules: Report
The United States Financial Industry Regulatory Authority (FINRA) has revealed that about 70% of retail communications concerning cryptocurrencies violate its...
Overwhelming Amount of False Statements in Crypto, Says FINRA
The United States Financial Industry Regulatory Authority (FINRA) conducted a review of more than 500 crypto marketing campaigns, uncovering a...
70% of crypto communications potentially misleading, FINRA analysis finds
A Financial Industry Regulatory Authority (FINRA) review of firms’ crypto communications found that roughly 70% potentially violate a specific investor...
Most Broker-Dealers' Crypto Marketing Too Cryptic: Finra Says – AdvisorHub
The Financial Industry Regulatory Authority on Tuesday identified potential violations in 70% of the broker-dealers' communications about crypto, ... Source link
US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval
United States lawmakers on the House Financial Services Committee have demanded answers from the heads of the Securities and Exchange...
Prometheum becomes first crypto company to be approved by SEC, FINRA as special-purpose broker-dealer
New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U.S....
SEC, FINRA Double Down on Warning of Retirement Account Crypto Risk
Permissionless is the brainchild of Blockworks and Bankless. Over 5,500 people attended the inaugural event in 2022, making Permissionless the...
FTX meltdown triggers FINRA into probing crypto comms
The Financial Industry Regulatory Authority (FINRA), the American self-regulatory organization, has launched an examination into the firm’s retail communications concerning...
FINRA Offers Job Opportunities to People Laid Off by Crypto Companies
The recent bearish trend of the crypto market has brought with it an unprecedented wave of unemployment in the crypto...
