SEC Updates Guidance to Facilitate Broker-Dealer Involvement in Crypto
The SEC Division of Trading and Markets (the Division) updated FAQs clarifying broker-dealer obligations and regulatory considerations for crypto asset...
brokerdealer
Ripple-owned Hidden Road secures as broker-dealer license to expand institutional reach
Hidden Road, a digital asset and foreign exchange prime brokerage firm recently acquired by Ripple, has secured a broker-dealer license...
SEC pulls own appeal in case over crypto broker-dealer rules – Cointelegraph
The SEC has voluntarily dismissed its own appeal of a court decision that blocked it from expanding its definition of...
McHenry questions timing of Prometheum’s special purpose broker-dealer approval
Patrick McHenry R-N.C., Chair of the House Financial Services Committee, along with other members of Congress, sent letters to Robert...
US lawmakers press SEC and FINRA on Prometheum’s broker-dealer approval
United States lawmakers on the House Financial Services Committee have demanded answers from the heads of the Securities and Exchange...
Prometheum becomes first crypto company to be approved by SEC, FINRA as special-purpose broker-dealer
New York-based Prometheum Ember Capital (PMC) secured regulatory approval to become the first crypto-focused company to register with the U.S....
Dubai crypto regulator awards first broker-dealer MVP operational license | WTVB | 1590 AM · 95.5 FM
Dubai crypto regulator awards first broker-dealer MVP operational license | WTVB | 1590 AM · 95.5 FM | The Voice...